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Posted: Thursday, May 11, 2017 9:49 AM

At BBVA, weA?re working to make banking better for everyone. ThatA?s where you come in. WeA?re looking for smart, team:oriented people who want to be part of a world:class workforce that gives people the tools they need to meet their financial goals, all while delivering an outstanding client experience. Learn more below.The Director of US Compliance Assurance has responsibility for providing independent assurance regarding the adequacy and effectiveness of the compliance and control processes, specifically focusing on federal regulatory compliance risk management for BBVAA?s US operations. The responsibilities include the oversight, development, implementation, onA?going enhancements and execution of an enterpriseA?wide compliance risk assessment, testing program and monitoring program. As part of this roleA?s responsibility for the Compliance risk management function, the position will perform internal control support for the US Compliance Team, including support of the various compliance units in the tracking and reporting of material compliance risk issues, and testing of controls, both SOX and non:SOX. PRIMARY RESPONSIBILITIES Compliance Risk ManagementManage and implement annual regulatory compliance risk assessment process for the US operations of BBVA, including periodic updates in the risk assessment as determined to be appropriateCollaborate with Compliance SMEs to maintain and execute the regulatory risk assessments for federal regulations applicable to the organizationA?s operations.Develop and maintain appropriate policies regarding the conduct of the risk assessment processManage testing of key compliance controls (SOX and non:SOX) to ensure critical operational risks (assigned to Compliance) are mitigated and to ensure compliance with identified laws and regulations.Responsible for maintaining US Regulatory Compliance Inventory through coordination with Compliance SMEs, Regulatory Strategies team, and Legal. Implement, manage and maintain Compliance GRC (Governance, Risk and Compliance) tool for U.S.Administration of documentation of material compliance risks and the controls designed to prevent, eliminate or mitigate losses.Reporting status of Compliance risk profile to members of management and appropriate committees.Serve as the Control Specialist for US Compliance to escalate compliance issues for consideration by Corporate Assurance Working Group and to monitor new products and services process and coordinate required compliance risk and control analysis.Serve as Corporate Secretary for the US Compliance Risk Oversight Committee. Compliance TestingDevelop and implement risk:based compliance testing program.Develop and maintain appropriate policies regarding the conduct of the testing programMaintain communication of testing process and results with all levels of managementReport and escalate identified issues to CCO, Compliance SMEs and business unit managementMonitor, track and report remediation activities of identified issuesAnalyze, identify, track and report interrelated risks based on compliance testing results including trends and systemic issuesReporting status of Compliance testing program to members of management and appropriate committeesCompliance MonitoringDevelop and implement risk:based compliance monitoring program.Develop and maintain appropriate policies and documentation regarding the maintenance of the monitoring programCollaborate with and assist FLOD in the identification and documentation of relevant monitoring activitiesMaintain communication of monitoring process and results with all levels of managementReport and escalate identified issues to CCO, Compliance SMEs and business unit managementReporting status of Compliance monitoring program to members of management and appropriate committeesSignificant knowledge of, and at least 10 years of experience in implementing, financial institution compliance risk management programs, including structuring and conduct of risk assessments,

Source: https://www.tiptopjob.com/jobs/66990362_job.asp?source=backpage


• Location: Birmingham

• Post ID: 19025588 birmingham
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