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Posted: Thursday, May 11, 2017 5:47 AM

At BBVA, we are working to make banking better for everyone. That is where you come in. We are looking for smart, team oriented people who want to be part of a first:class workforce that gives people the tools they need to meet their financial goals, all while delivering an outstanding client experience. Learn more PLIANCE TESTING OFFICER POSITION: COMPLIANCE OFFICER GRADE: 18 TEAM: Consumer Compliance Testing REPORTS TO: Consumer Compliance Testing Manager LOCATION: Birmingham POSITION OVERVIEW: Generally, this position will have responsibility for performing assessments and providing results of the compliance with federal laws and regulations. This will be accomplished by performing periodic reviews and monitoring through transactional testing and process and policy reviews. Additionally, the position will prepare and/or review reports on results of compliance testing with documented results and communicate them to the Compliance Officer or possibly senior management. This position will also be responsible for the tracking of any issues identified during said reviews and ensuring that appropriate controls are implemented to remediate issues within the specified timeframe. SPECIFIC RESPONSIBILITIES: Perform testing to evaluate compliance with federal laws and regulationsReview, evaluate and document compliance testing results before presenting to the Consumer Compliance Officer and Consumer Compliance Testing Group Manager.Escalate identified issues to management, as necessaryDiscuss issues with Subject Matter Experts (SMEs) so that they are apprised of the issues, can provide guidance to the line of business and provide recommendations for the implementation of corrective action in an effort to resolve identified issuesPrepare written communications with review results to Compliance and Line of Business managementKey participant in the development of the risk based schedule of controls to be tested each periodPerform special projects, testing or special reviews, as necessaryOther duties related to compliance as assigned by management QUALIFICATIONS: Requirements for Compliance Officer IBachelorA?s degree with accounting or finance emphasis preferred. Experience may compensate for some or all educational requirements.Four+ years of experience of quality control processes, internal audits, external audits or compliance testingExcellent leadership ability and organizational skillsProficient skills using Microsoft Office toolsAbility to effectively communicate (written and verbal) results and business implications with all levels of managementAbility to assess the compliance risk that identified issues may pose for the Bank, Line of Business and related processesAbility to prioritize and manage multiple priorities and projectsDemonstrated ability to meet deadlines is criticalExcellent report writing skillsPreferred QualificationsProfessional certification or advanced degrees such as a CRCM, CPR, CBA, CPA, MBA or J.D. desired

Source: https://www.tiptopjob.com/jobs/66989639_job.asp?source=backpage


• Location: Birmingham

• Post ID: 19021923 birmingham
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