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Posted: Monday, January 8, 2018 7:47 AM

Overview At BBVA, we're working to make banking better for everyone. That's where you come in. We're looking for smart, team-oriented people who want to be part of a first-class workforce that gives people the tools they need to meet their financial goals, all while delivering an outstanding client experience. Learn more below.Responsibilities

The Compliance Monitoring Officer provides compliance monitoring support to the first line of defense (process/risk/control owners) and second lines of defense (compliance subject matter experts). The primary responsibilities for this position are:

* Work with first and second lines of defense to identify, document, and maintain key monitoring activities and controls that are in place to ensure critical compliance risks are mitigated and to ensure compliance with applicable laws and regulations.

* Manage and maintain the inventory of compliance related monitoring being performed by the first and second lines of defense in the Governance, Risk and Compliance (GRC) Management tool.

* Collaborate with the first and second lines of defense to identify, document, and address monitoring gaps (no monitoring or insufficient monitoring) in key areas having elevated compliance risk.

* Develop key risk indicators or other metrics to assist the second line of defense in observing/ensuring compliance with applicable laws and regulations, based on the monitoring being performed in the first line of defense.

* Work with the first and second lines of defense to determine thresholds for those key risk indicators.

* Collaborate with the first and second lines of defense to address self-identified compliance issues and/or compliance issues identified through the observation of key risk indicators.

* Maintain competency through ongoing professional development and active participation through internal and external training sources.


* Bachelor's degree is required; Accounting or Finance emphasis is preferred; experience may compensate for some of the education requirements.

* Minimum of 4 years of audit, compliance testing/monitoring, or risk management experience with an emphasis on internal controls is required.

* Broad knowledge of all phases of deposit/loan related processes and regulations is required.

* Ability to lead projects of cross-department teams is a must.

* A high level of motivation as well as strong communication (written and oral) and interpersonal skills, with the ability to communicate with both internal and external constituencies, are critical.

* Working knowledge of Word, Excel and PowerPoint is required; working knowledge of BWise or other Governance, Risk and Compliance (GRC) Management tool is preferred.

* Professional certification such as CPA, CIA, CRP, or CRCM is preferred.


Associated topics: attorney, business, compliance office, counsel, courtroom, internal, lawyer, legal affairs, legal department, llp


• Location: Birmingham

• Post ID: 28181842 birmingham is an interactive computer service that enables access by multiple users and should not be treated as the publisher or speaker of any information provided by another information content provider. © 2018